Investment Management


We work with clients to set meaningful goals, empower them to define financial success on their personal terms, and strive to achieve what’s most important. We apply the following process to customize your investment plan:

  • Defining your goals

  • Setting priorities
  • Implementing our recommendations

  • Monitoring your progress and reporting results

Our risk management strategies are designed to help mitigate risk exposure within your portfolio. We are committed to protecting your wealth and take the stewardship of your funds very seriously.


Personalization | You are at the center of what we do. By using what we’ve learned about you, and leveraging asset allocation decisions along with your investment policy statement, we work with you to build, implement, and monitor a core portfolio with access to a broad range of investments and a full spectrum of strategies.

Guidance | We are supported by a robust team of specialists and analysts from The Wells Fargo Investment Institute which provides timely, actionable advice and expertise to help you achieve your financial goals.

Choices | Asset allocation is the foundation of a successful investment strategy. In constructing your portfolio, we leverage Wells Fargo’s four asset group model that combines equities, fixed income, real assets, and alternative investments with the intent to optimize the relationship between risk and return.

Risk Management | For each of your investing goals, we will work with you to understand your time horizon and your risk/return profile. In an effort to optimize return and mitigate risk, we consider:

  • Tax efficiency based on your specific situation and goals

  • Your need to grow assets, preserve capital, and generate income

  • Investment horizon for specific financial goals

Then to help you achieve your particular goals, your portfolio is reviewed frequently by the investment managers and monitored regularly by risk management teams.

Wells Fargo Investment Institute, Inc. is a registered investment adviser and wholly-owned subsidiary of Wells Fargo Bank, N.A., a bank affiliate of Wells Fargo & Company.